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Securities regulation :cases and mat...

Cox, James D., (1943-)

Securities regulation :cases and materials /

紀錄類型:	書目-語言資料,印刷品 : Monograph/item
正題名/作者:	Securities regulation :James D. Cox, Robert W. Hillman, Donald C. Langevoort.
其他題名:	cases and materials /
作者:	Cox, James D.,
其他作者:	Langevoort, Donald C.
出版者:	New York, NY :Aspen Publishers,c2006.
面頁冊數:	xxxiv, 1187 p. ;27 cm.
標題:	SecuritiesCases.United States
電子資源:	http://www.loc.gov/catdir/toc/ecip066/2006000918.html
ISBN:	0735559619 (teacher's manual : pbk.)

Securities regulation :cases and materials /
Cox, James D.,1943-

Securities regulation :cases and materials /James D. Cox, Robert W. Hillman, Donald C. Langevoort. - 5th ed. - New York, NY :Aspen Publishers,c2006. - xxxiv, 1187 p. ;27 cm.

Includes bibliographical references and index.

The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.

ISBN: 0735559619 (teacher's manual : pbk.)

LCCN: 2006000918Subjects--Topical Terms:

439054
Securities
--United States--Cases.

LC Class. No.: KF1438 / .C69 2006

Dewey Class. No.: 346.73/0922

Securities regulation :cases and materials /
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505 0 $a The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
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