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Laws and regulations in global financial markets /

Record Type:	Electronic resources : Monograph/item
Title/Author:	Laws and regulations in global financial markets /Roy Girasa.
Author:	Girasa, Rosario J.,
Description:	1 online resource.
Subject:	Banks and banking, InternationalLaw and legislation.
Online resource:	https://link.springer.com/book/10.1057/9781137345462
ISBN:	1137345462 (electronic bk.)

Laws and regulations in global financial markets /
Girasa, Rosario J.,

Laws and regulations in global financial markets /Roy Girasa. - 1 online resource.

Includes bibliographical references and index.

Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.

The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.

ISBN: 1137345462 (electronic bk.)

Source: 683873Palgrave Macmillanhttp://www.palgraveconnect.comSubjects--Topical Terms:

207672
Banks and banking, International
--Law and legislation.Index Terms--Genre/Form:

214472
Electronic books.

LC Class. No.: K4430 / .G57 2013

Dewey Class. No.: 346/.09

Laws and regulations in global financial markets /
LDR:02740cmm a2200349Ki 4500 001 438486
003 OCoLC
005 20140910115753.0
006 m o d
007 cr cnu---unuuu
008 150123s2013 nyu ob 001 0 eng d
020 $a 1137345462 (electronic bk.)
020 $a 9781137345462 (electronic bk.)
035 $a (OCoLC)865543388
035 $a ocn865543388
037 $a 683873 $b Palgrave Macmillan $n http://www.palgraveconnect.com
040 $a UKPGM $b eng $e rda $e pn $c UKPGM $d OCLCO $d IDEBK $d CDX $d N $d EBLCP $d YDXCP $d OCLCF
049 $a TEFA
050 4 $a K4430 $b .G57 2013
072 7 $a LAW $x 001000 $2 bisacsh
082 0 4 $a 346/.09 $2 23
100 1 $a Girasa, Rosario J., $e author. $3 644813
245 1 0 $a Laws and regulations in global financial markets / $c Roy Girasa.
264 1 $a New York : $b Palgrave Macmillan, $c [2013]
300 $a 1 online resource.
336 $a text $b txt $2 rdacontent
337 $a computer $b c $2 rdamedia
338 $a online resource $b cr $2 rdacarrier
504 $a Includes bibliographical references and index.
505 0 $a Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
520 $a The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.
588 $a Description based on print version record.
650 0 $a Banks and banking, International $x Law and legislation. $3 207672
650 0 $a Capital market $x Law and legislation. $3 686877
650 0 $a International finance $x Law and legislation. $3 174336
650 0 $a Monetary policy. $3 182879
650 7 $a LAW / Administrative Law & Regulatory Practice $2 bisacsh $3 564616
655 4 $a Electronic books. $2 local. $3 214472
776 0 8 $i Print version: $a Girasa, Rosario J. $t Laws and regulations in global financial markets $z 9781137346520 $w (DLC) 2013028666 $w (OCoLC)853313648
856 4 0 $3 Palgrave Connect $u https://link.springer.com/book/10.1057/9781137345462